This page contains the download links for all my FIN 330 course-related files.

I. Syllabus

    FIN 330-003 Fall 2020 (PDF)

 II. Study Notes

A.    Lecture Notes Chapter 5-10 (PDF) (Rev 5/6/2019)

B.     Lecture Notes Chapters 1-4, 11-13 (PDF) (Rev 5/6/2019

C.     Lecture Notes Chapters 17-20, 22 (PDF) (Rev 5/6/2019)

D1. Homework Question Phase 1 Chapters 5-10 (DOCX)

D2. Homework Questions Phase 2 Chapters 1-4, 11-13 (DOCX)

D3. Homework Questions Phase 3 Chapters 14-20 (exclude Ch., 16), 22 (DOCX)

E. Guidelines for FIN 330 Term Paper Spring 2020 (DOCX)

F. Guidelines for FIN 330 FRA SP 2020 (PPTX)

III. Power Points: Phase 1

   A. Chapter 5 (PPTX) Economic Analysis

   B. Chapter 6 (PPTX) Industry Analysis

   C. Chapter 7 (PPTX) Valuation of the Firm

   D. Chapter 8 (PPTX) Financial Statement Analysis

D1. Supplemental Reading: Financial Statement Analysis (DOCX)

E. Chapter 9 (PPTX) Efficient Markets

F. Chapter 10 (PPTX) Behavioral Finance & Technical Analysis

 IV. PowerPoints: Phase 2

A.    Chapter 1 (PPTX) Investment Basics

   B. Chapter 2 (PPTX) Security Markets

   C. Chapter 3 (PPTX) Market Participants, Dark Pools & High Frequency Traders (HFT)

   D. Chapter 4 (PPTX) Investment Companies

E. Chapter 11 (PPTX) Bond Characteristics

  F. Chapter 12 (PPTX) Bond Valuation

G. Chapter 13 (PPTX) Convertible Bonds, Warrants

IV. Power Points: Phase 3

A.    Chapter 14 (PPTX) Options

B.     Chapter 15 (PPTX) Futures

C.     Chapter 17 (PPTX) Modern Portfolio Theory (MPT), Capital Asset Pricing Model (CAPM)

Chapter 17 (WMV Video) : Multi-Factor Risk Pricing Models (MS Windows PCs)

Chapter 17 (MPEG-4 Video) Multi-Factor Risk Pricing Models (Apple PCs)

D.    Chapter 18 (PPTX) Duration

E.     Chapter 19 (PPTX) International Markets

F.      Chapter 20 (PPTX) Real Assets

G.    Chapter 22 (PPTX) Evaluating Portfolio Managers

VI. Phase Exam Study Guides

    A. Phase 1 Chapters 5 - 10 (PPTX)

    B. Phase 2 Chapters 1 4, 11-12 (PPTX) (Rev 3/27/2019)

C.     Phase 3 Chapters 14, 15, 17-20, 22 (PPTX)

VII. Term Paper Videos and Word Document Example

Note that each video has 2 formats: One for Microsoft O/S (WMV) and the second for Apple O/S (MPEG-4)

A.     Video 1: Preparing the Pro Forma Income Statement [% of Sales Method] (MS OS)

Preparing the Pro Forma Income Statement [% of Sales Method] (MPEG-4 for Apple OS)

B.      Video 2: Reconsider P/E Ratio Value: Last 3 versus Last 10 [Effects of Unusual data] (MS OS)

Reconsider P/E Ratio Value: Last 3 versus Last 10 [Effects of Unusual data] (MPEG-4 Apple OS)

C.     Video 3: Preparing the Word Document (Copying Excel data to Word Doc) (MS OS)

Preparing the Word Document (Copying Excel data to Word Document) (MPEG-4 Apple OS)

D.     Video 4: Preparing the Pro Forma Income Statement using Regression Analysis (MS-OS)

E.      Example: Word document with [Excel] graphics, EPS forecast, and Price FYE information.

F.      Sample Executive Summary

G.     FIN 330 Chapter 11 Video

H. FIN 330 Chapter 12 Video

I. FIN 330 Chapter 18 Video

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